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Simple Advice - Validation/Qualification Provides a Clue

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Pharmaceutical manufacturers are lucky in that Validation and Qualification provides a massive guide for the design of the maintenance regime – sadly sometimes they don’t know it. A chasm can exist between project managers and maintenance.

Validation of new pharmaceutical manufacturing facilities requires that equipment be Qualified. This essentially means that the required performance and capability of the equipment is determined at design or selection and that when built or installed evidence is produced to prove that it meets those requirements. Regulatory bodies may wish to see that evidence.

Sadly Qualification criteria are often viewed as a matter for installation projects only. After handover, the documents are filed away and gather dust.

The Qualification criteria might be pulled out periodically and the equipment rechecked against them. Although better, this is still not the best solution. It is a lag check. In other words it only finds a problem after it has already occurred. The quality of product already made, and perhaps already distributed, may be suspect.

The better solution is to design a maintenance regime that aims to keep the equipment performing within its Qualification limits.

Each Qualification Criterion should be examined to determine its durability, stability and vulnerability. The way it might fail (and here I use ‘fail’ in the sense of no longer perform within the acceptable limits. So, a motor that should be running under given load at 1350 – 1450 rpm has failed when running at 1300 rpm even though it hasn’t stopped completely). Maintenance regimes, ideally those that use indicators to predict failure before it occurs, should be set up.

Examples of Qualification criteria and suitable maintenance regimes:

Qualification Criterion
Maintenance Rationale and Regime
All product contact surfaces in the Hopper must be 316 stainless steel.
Unless the product is extremely chemically aggressive the metallurgical composition of the stainless steel is unlikely to change. No routine maintenance is necessary, however controls should be put into place that no repairs or replacements can be made with any other material.

The temperature of the drying air input must be 50 degrees Celsius plus or minus 2 degrees.

The temperature will be maintained by a control system with various temperature and air flow measuring elements and control loops operating valves. These loops should be subject to calibration regimes designed to catch failures at the earliest possibility. The frequency of calibration should be routinely challenged to be the right balance of economics and quality assurance.

Apart from the obvious calibration regime solution, other more basic factors should also be considered. For example the state and integrity of the ducting, and the condition of filters can affect this criterion. Regular inspection, cleaning and filter replacement should be implemented.

Mixing paddle speed must be maintained between 32 and 36 rpm

All factors that determine or can affect the speed should be considered in the entire drive system. This could include instrumentation, controls, primary drive, and transmission.

If the drive train includes belt drives or clutches, slippage should be avoided by timely inspection and maintenance. The condition of the drive motor should be attended to.